Regulators and courts face new questions as securities are increasingly placed outside their issuers’ domicile and traders and intermediaries increasingly transact outside their home markets. Emre Carr of FTI Consulting will discuss Dodd-Frank implementation in swap markets focusing on cross-border aspects and international coordination between regulators.
He will also present examples of recent actions brought by regulators and private parties related to cross-border securities transactions such as foreign securities placed in the US, US purchases and sales of foreign securities, ADRs, and actions in non-US markets concerning international intermediaries and investors.
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For more information contact: Diane Mensinger (973 303 6297) or visit SIFM.org.